Sunday, November 15, 2009

Tyrannosaurus Rex

هو


Tyrannosaurus Rex

Beneath dark spathes and fantail fronds

Love was a hard striving

In those most delicate of times

When suspicions and lusts were easily aroused,

Volcanic eruptions were as common as parasites,

And patience was sought from old stories.

Under the oversized crescent moon hung sky

Hunting was hard and meat was scarce.

What scant prey there was would scamper away,

As a black marble eye scanned the horizon,

And reflected the luster of the lune lit firmament,

But love was ever yet stronger than the trial.

Below globular clusters of heavenly bodies

The horrible horny claw removed mountains,

Cast aside natural arrogance and congenital pride,

And let fall some limp carcass from its bloody maw

To share the kill with the pack,

To let them feed.

With the expenditure of that fierce strength

Came a kind of quickened instinctive knowledge

Of both annihilation and subsistence.

As the urgent reflex to gulp was killed, too,

And the young muzzles were nudged toward nourishment,

A viciously hard serenity descended upon the tyrannosaur.

They continued to hunt on strong swart legs

Pumping through marshes and across stony wastes

Until with finding, finding passed away.

-Hajj Muhammad Legenhausen

Ramadan 1422/ Adhar 1380/ December 2001



Monday, October 12, 2009

Dwight D. Eisenhower

After searching and trying to find the source of my own personal motto, one I learned at the 1964 World's Fair in Flushing Meadows, Queens, New York, and after going learning that the motto of the Fair was adopted in meetings with various lawyers and Robert Moses, I have finally come across what might have been the direct inspiration, the motto of Dwight D. Eisenhower. President Eisenhower needed a coat of arms due to his being awarded the Order of the Elephant from the Danish royalty after the war, 1945. The coat of arms was not finished until after 1954 as indicated in the following document from the presidential archives.

Document #851; April 27, 1954
Files, Coat of Arms Corr.

To Thorkild R. Knudsen
Series: EM, AWF, Microfilm Series: Personal


The Papers of Dwight David Eisenhower, Volume XV - The Presidency: The Middle Way
Part V: Maintaining "a united defense"; April 1954 to August 1954
Chapter 10: Losing the war "they could not win"

Dear Mr. Knudsen:1 I have two suggestions concerning the sketch of a proposed Coat-of-Arms to be sent to Denmark in connection with my membership in "The Order of the Elephant."2

The first one is that I would prefer to use as the motto the words "Peace Through Understanding" rather than the present "Peace Through Education." I realize that the quotation was originally taken from something I said several years ago, but I am inclined at present to feel that "Peace Through Understanding" more exactly approaches my philosophy today.

If it were possible to include on the design my SHAPE insignia I think I should like this done. I say this for the reason that the SHAPE organization was designed to promote peace, just as the SHAEF organization was developed to regain the peace.

I am sure the first change could be made, but if you find it would be awkward or impossible to make the second, I will withdraw the suggestion. As soon as I hear from you, I shall either return the sketch to you or forward it to the proper address in Denmark.3

With warm regard, Sincerely

1 Knudsen, a native of Denmark and chairman of the board of the Los Angeles-based Knudsen Creamery Company of California, had met with Eisenhower in Palm Springs, California, in February (on Eisenhower's Palm Springs vacation see no. 734).

2 In 1945 Eisenhower had been awarded Denmark's highest ranking order of knighthood, the Order of the Elephant. Believed to have been established in the twelfth century, the exclusive order was now reserved for foreign heads of state and members of royalty. In February, at Palm Springs, Knudsen had spoken to Eisenhower regarding the possibility of presenting the Eisenhower coat of arms and a portrait of the President to Copenhagen's Frederiksborg Castle Church Museum in connection with this honor. Following up on that conversation, Knudsen had written to the President's personal secretary Ann C. Whitman to report that the museum had requested the Eisenhower coat of arms, but not his portrait (Feb. 26, 1954 [not in EM]; Mar. 22, 1954, AWF/M: Pers., Coat of Arms Corr.). Knudsen then offered to have a presidential coat of arms made up because, as he recalled, Eisenhower said he did not have one. Whitman sent Knudsen an artist's sketch that the General had rejected in 1951 (Mar. 26, 1954, ibid.). Knudsen replied that plans were nevertheless underway for an artist in Los Angeles to design "an appropriate Coat-of-Arms for the President" (Mar. 30, 1954, ibid.).

Finally, on April 21 Knudsen sent Whitman the artist's rendering: "A careful study was made to see that the proposed Coat-of-Arms was heraldically correct for the President," Knudsen wrote, "and I feel certain that it is entirely appropriate" (ibid.). In addition to an anvil in its center--alluding to the Eisenhower name ("hewer of iron")--four fields designating Eisenhower's achievements appeared on the design: the presidential seal, the Columbia University seal, the SHAEF insignia, and five stars (see Knudsen to Whitman, Mar. 26, 1954, Whitman to Knudsen, Mar. 30, 1954, Knudsen to Whitman, Apr. 21, 1954, and copy of design, all in ibid.).

3 For developments see no. 856.

Bibliographic reference to this document:
Eisenhower, Dwight D. Files, Coat of Arms Corr.

To Thorkild R. Knudsen, 27 April 1954. In The Papers of Dwight David Eisenhower, ed. L. Galambos and D. van Ee, doc. 851. World Wide Web facsimile by The Dwight D. Eisenhower Memorial Commission of the print edition; Baltimore, MD: The Johns Hopkins University Press, 1996, http://www.eisenhowermemorial.org/presidential-papers/first-term/documents/851.cfm

Here it is:


The picture above is of Eisenhower’s arms as they appear in Frederiksborg Castle, photographed by Sunil Saigal, and posted on David B. Appleton's blog, Heraldry.

It does give one pause to think that the man who pushed the button had as his motto "peace through understanding". And now that the IAEA is so much in the news about Iran, we might notice that it was Eisenhower who proposed the creation of the agency in his "Atoms for Peace" speech at the UN, in 1953, the year in which I was born.



Audio mp3 of Address


From the speech, "Atoms for Peace":

I feel impelled to speak today in a language that in a sense is new, one which I, who have spent so much of my life in the military profession, would have preferred never to use. That new language is the language of atomic warfare.

The atomic age has moved forward at such a pace that every citizen of the world should have some comprehension, at least in comparative terms, of the extent of this development, of the utmost significance to everyone of us. Clearly, if the peoples of the world are to conduct an intelligent search for peace, they must be armed with the significant facts of today’s existence.

My recital of atomic danger and power is necessarily stated in United States terms, for these are the only incontrovertible facts that I know. I need hardly point out to this Assembly, however, that this subject is global, not merely national in character.

On July 16, 1945, the United States set off the world’s first atomic explosion.

Since that date in 1945, the United States of America has conducted forty-two test explosions. Atomic bombs today are more than twenty-five times as powerful as the weapons with which the atomic age dawned, while hydrogen weapons are in the ranges of millions of tons of TNT equivalent.

Today, the United States stockpile of atomic weapons, which, of course, increases daily, exceeds by many times the total [explosive] equivalent of the total of all bombs and all shells that came from every plane and every gun in every theatre of war in all the years of World War II.

A single air group, whether afloat or land based, can now deliver to any reachable target a destructive cargo exceeding in power all the bombs that fell on Britain in all of World War II. In size and variety, the development of atomic weapons has been no less remarkable. The development has been such that atomic weapons have virtually achieved conventional status within our armed services.

In the United States, the Army, the Navy, the Air Force, and the Marine Corps are all capable of putting this weapon to military use. But the dread secret and the fearful engines of atomic might are not ours alone.

In the first place, the secret is possessed by our friends and allies, Great Britain and Canada, whose scientific genius made a tremendous contribution to our original discoveries and the designs of atomic bombs.

The secret is also known by the Soviet Union.

...the knowledge now possessed by several nations will eventually be shared by others, possibly all others.
...
The United States would seek more than the mere reduction or elimination of atomic materials for military purposes. It is not enough to take this weapon out of the hands of the soldiers. It must be put into the hands of those who will know how to strip its military casing and adapt it to the arts of peace.

The United States knows that if the fearful trend of atomic military build-up can be reversed, this greatest of destructive forces can be developed into a great boon, for the benefit of all mankind. The United States knows that peaceful power from atomic energy is no dream of the future. That capability, already proved, is here, now, today. Who can doubt, if the entire body of the world’s scientists and engineers had adequate amounts of fissionable material with which to test and develop their ideas, that this capability would rapidly be transformed into universal, efficient, and economic usage?

To hasten the day when fear of the atom will begin to disappear from the minds of people and the governments of the East and West, there are certain steps that can be taken now. I therefore make the following proposals:

The governments principally involved, to the extent permitted by elementary prudence, to begin now and continue to make joint contributions from their stockpiles of normal uranium and fissionable materials to an international atomic energy agency. We would expect that such an agency would be set up under the aegis of the United Nations.

The more important responsibility of this atomic energy agency would be to devise methods whereby this fissionable material would be allocated to serve the peaceful pursuits of mankind. Experts would be mobilized to apply atomic energy to the needs of agriculture, medicine, and other peaceful activities. A special purpose would be to provide abundant electrical energy in the power-starved areas of the world. Thus the contributing Powers would be dedicating some of their strength to serve the needs rather than the fears of mankind.

The United States would be more than willing -- it would be proud to take up with others “principally involved” the development of plans whereby such peaceful use of atomic energy would be expedited.

Against the dark background of the atomic bomb, the United States does not wish merely to present strength, but also the desire and the hope for peace.


Yusef Lateef



A SYLOGISM

By Yusef Lateef

Flowers, beautiful flowers, children, humanity, lovely, love, life, embrace all – please! Don’t let evil subdue us. Take from our minds the thornlike thoughts that torture us like bloodsucking leeches and demons of disenchantment. Free us of withering, despairing thoughts that inhabit our minds like the dull buzzing of dragonflies. Take from our hearts the veils of ignorance that we may walk in peace. Come soon – please!

Love opens the gates of truth and justice and the lips of flowers – yes, love while there is time, while the heart still struggles within, to love. The beating while we live is constant, that bleeding flesh within the chest. How long will it continue? A heart stops, another starts, it beats and bleeds within the chest, it whispers, it speaks the truth – listen! The soul, sometime staggering under life’s challenge, is straining every unseen fiber, then desires and fears are seen no longer; the soul is but a stillness somewhere in space. The heart speaks to the soul. Listen to this internal dialogue. See with the eyes of the heart; Listen when it speaks, for the heart is born pure.

The waves of life scatter the winds of time. Shreds of life are floating along in time. Loveless moments are to be avoided.

When the soul looks out of its body, it should see only beauty in its path. These are the sights we must hold in mind, in order to move to a higher place. Time after time in our hearts and soul we find love. No static, no pain – so pure, so happy to be alive. Waves of love consume us. We find no hatred – just love for all.


Check out Yusef Lateef's new site here.

Lester B. Pearson

There is a college prep high school in Canada with the motto, "Peace through Understanding":

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a School Administration a Student Information a School Council a Educational Links a About Us a a a
a a a a a a

30th Anniversary

Lester B. ("Mike") Pearson was a winner of the Nobel Peace Prize in 1957. Here is the Nobel Foundation's bio:

Lester Bowles Pearson thumb picture

Lester Bowles Pearson

The Nobel Peace Prize 1957

Biography

Lester Bowles PearsonFor four decades Lester Bowles Pearson (April 23, 1897-1972) has been noted for his diplomatic sensitivity, his political acumen, and his personal popularity. He is affectionately called «Mike», a nickname given to him by his flying instructor in World War I, who discarded «Lester» as being insufficiently bellicose.

Born in Toronto of Irish stock on both sides of his family, he received a balanced education in politics, learning the conservative position from his father, a Methodist minister, and the liberal from his mother. Pearson entered Victoria College at the University of Toronto in 1913 at the age of sixteen. Too young to enlist as a private when Canada declared war in 1914, he volunteered to serve with a hospital unit sponsored by the University. After two years in England, Egypt, and Greece, he was commissioned and transferred eventually to the Royal Flying Corps, but, sustaining some injuries from two accidents, one of them a plane crash, he was invalided home. He served as a training instructor for the rest of the war, meanwhile continuing his studies at the University. He received his degree in 1919 and then worked for two years for Armour and Company, a meat processing firm; years later he said, with the wit for which he is renowned, that the Russians were claiming he had once worked for an armament manufacturer.

Returning to academic life, Pearson won a two-year fellowship and enrolled at Oxford University. There he excelled not only in his chosen field of history where he received the bachelor and master degrees, but also in athletics where he won his blues in lacrosse and ice hockey.

In 1924 Pearson joined the staff of the History Department of the University of Toronto, leaving it and academic life in 1928 to accept a position as first secretary in the Canadian Department of External Affairs. In this post until 1935, Pearson received an education in domestic economic affairs while «on loan»; in 1931 as secretary to a commission on wheat futures and during 1934-1935 as secretary of a commission investigating commodity prices; the same post provided him with an apprenticeship in international diplomacy when he participated in the Hague Conference on Codification of International Law(1930), the London Naval Conference (1930), the Geneva World Disarmament Conference (1933-1934), another London Naval Conference (1935), and in sessions of the League of Nations (1935).

Pearson moved forward rapidly. From 1935 to 1941 he served in the office of the High Commissioner for Canada in London; in May, 1941, he was appointed assistant undersecretary of state for External Affairs at Ottawa; in June, 1942, named minister-counselor at the Canadian Legation in Washington; in July, 1944, promoted to the rank of minister plenipotentiary and in January, 1945, to the rank of ambassador. During his Washington stay, Pearson participated in the establishment of the United Nations Relief and Rehabilitation Administration (UNRRA) in 1943 and the United Nations Food and Agriculture Organization (FAO) 1943-1945; in the Dumbarton Oaks Conference on preliminary discussion for an organization of united nations (1944); and in the San Francisco Conference on the establishment of the UN (1945).

Pearson took over the post of undersecretary of state for External Affairs in the fall of 1946, but gave it up two years later for the possibility of action in a larger arena. In that year, Louis S. St. Laurent, the secretary of state, became prime minister of a Liberal government, replacing his retiring leader, Mackenzie King. Pearson, having conducted a successful campaign for a seat in the Commons to represent the Algoma East riding of Ontario, was given the External Affairs portfolio, holding it for nine years until the advent of John Diefenbaker's Conservative government.

Pearson drafted the speech in which Prime Minister St. Laurent proposed the establishment of the North Atlantic Treaty Organization (NATO), signed the enabling treaty in 1949, headed the Canadian delegation to NATO until 1957, and functioned as chairman of the NATO Council in 1951-1952. Pearson also headed the Canadian delegation to the UN from 1946 to 1956, being elected to the presidency of the Seventh Session of the General Assembly in 1952-1953. As chairman of the General Assembly's Special Committee on Palestine, he laid the groundwork for the creation of the state of Israel in 1947. In the Suez crisis of 1956, when the United Kingdom, France, and Israel invaded Egyptian territory, Pearson proposed and sponsored the resolution which created a United Nations Emergency Force to police that area, thus permitting the invading nations to withdraw with a minimum loss of face.

When the Liberals were defeated in the elections of 1957, Pearson relinquished his cabinet post but, accepting that of leader of the Opposition, began to rebuild the party. Six years later, when the Conservative government lost the confidence of the electorate, especially on the issues raised by the Cuban confrontations between the United States and Russia, and when Pearson, after a careful review of his philosophical position on national defence, announced his willingness to accept nuclear warheads from the United States, the Liberal Party was voted enough strength to establish a government with Pearson as prime minister.

In control for five years, Pearson pursued a bipartisan foreign policy based on a philosophy of internationalism. In domestic policy he implemented programs long discussed but never adopted; among them, in the field of social legislation: provisions for old age pensions, medical care, and a generalized «war on poverty»; in education: governmental assistance for higher education and technical and vocational education; in governmental operations: redistribution of electoral districts and reformation of legislative procedures. The most acrimonious debate of his half-decade in office centered on legislation to create a new flag for Canada. This legislation became the battlefield of the Conservatives, who wanted some portion of the design to recognize the traditions of the past, versus the Liberals, who wanted to eliminate historical symbols. The Liberals won and the new flag was raised on February 15, 1965.

Pearson retired from the leadership of his party in the spring of 1968 and died in 1972.

Selected Bibliography
Ayre, W. Burton, Mr. Pearson and Canada's Revolution by Diplomacy. Montreal, Wallace Press, I96.
Beal, John R., Pearson of Canada. New York, Duell, Sloan & Pearce, 1964.
Newman, Peter C., Renegade in Power: The Diefenbaker Years. Toronto, McClelland & Stewart, 1963.
Nicholson, Patrick, Vision and Indecision. Ottawa, Longmans Canada, 1968.
Pearson, Lester Bowles, The Crisis of Development. New York, Praeger, 1970.
Pearson, Lester Bowles, Democracy in World Politics. Princeton, N.J., Princeton University Press, 1955.
Pearson, Lester Bowles, Diplomacy in the Nuclear Age. Cambridge, Mass., Harvard University Press, 1959.
Pearson, Lester Bowles, The Four Faces of Peace and the International Outlook, ed. by Sherleigh G. Pierson. New York, Dodd, Mead, 1964.
Pearson, Lester Bowles, Peace in the Family of Man. London, British Broadcasting Corporation, 1969.
Pearson, Lester Bowles, «The United Nations and Peace», in A Critical Evaluation of the United Nations, pp. 9-24. Vancouver, University of British Columbia, 1961.
Poliquin, Jean-Marc, and John R. Beal, Les Trois Vies de Pearson. Première partie par Poliquin, pp. 7-70. Deuxième partie par Beal, pp. 71-265, is a translation by Poliquin from the English of Beal's Pearson of Canada, q. v. Ottawa, Longmans Canada, 1968.

From Nobel Lectures, Peace 1951-1970, Editor Frederick W. Haberman, Elsevier Publishing Company, Amsterdam, 1972

This autobiography/biography was written at the time of the award and first published in the book series Les Prix Nobel. It was later edited and republished in Nobel Lectures. To cite this document, always state the source as shown above.

Lester Bowles Pearson died on December 27, 1972.

Copyright © The Nobel Foundation 1957

There is also a Pearson Peace Medal:

Pearson Peace Medal

Brochure: 2009 Pearson Peace Medal - Call for Nominations (pdf)

Each year the United Nations Association in Canada (UNA-Canada) honours a Canadian for his or her outstanding achievements in the field of international service and understanding.

The Pearson Peace Medal is awarded to a Canadian who has personally contributed, through their working lives and voluntary commitments, to those causes to which Lester B. Pearson devoted his distinguished career: aid to the developing world, mediation between those confronting one another with arms, succour to refugees and others in need, equal rights and justice for all humanity, and peaceful change through world law and world organization. A jury of eminent Canadians selects the recipient of honour. The Medal is presented, often by the Governor-General of Canada, on or about United Nations Day, October 24, or Human Rights Day, December 10.

Here is the speech Pearson gave when he accepted the Nobel Peace Prize:

Lester Bowles Pearson thumb picture

Lester Bowles Pearson

The Nobel Peace Prize 1957

Nobel Lecture

Nobel Lecture*, December 11, 1957

Listen to a Sound Recording
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The Four Faces of Peace

I cannot think of anything more difficult than to say something which would be worthy of this impressive and, for me, memorable occasion, and of the ideals and purposes which inspired the Nobel Peace Award.

I would like, at the very beginning, to pay my tribute to the memory of a great man, Alfred Nobel, who made this award - and others - possible. Seldom in history has any man combined so well the qualities of idealism and realism as he did - those of the poet and the practical man of business. We know all about his dynamite and his explosives and how he lamented the use to which they would be put. Yet ideas can also be explosive, and he had many that were good and were deeply concerned with peace and war. He liked to write and talk about the "rights of man and universal brotherhood", and no one worked harder or more unselfishly to realize those ideals, still so far away.

At this moment I am particularly conscious of the wisdom of one of his observations that "long speeches will not ensure peace".

May I also express my great pleasure at being again in Norway, a country to which my own is so closely bound by ties of friendship, freedom, and understanding. I have worked in a very close and cordial way with Norwegian representatives at many international meetings, and the pleasure I felt at those associations was equaled only by the profit I always secured from them.

Perhaps I may be pardoned for putting any words I may have to say about peace within the framework of my own personal experience. During my lifetime greater and more spectacular progress has been made in the physical sciences than in many centuries that preceded it. As a result, the man who lived in 1507 would have felt more at home in 1907 than one who died fifty years ago if he came back to life today.

A great gulf, however, has been opened between man's material advance and his social and moral progress, a gulf in which he may one day be lost if it is not closed or narrowed. Man has conquered outer space. He has not conquered himself. If he had, we would not be worrying today as much as we are about the destructive possibilities of scientific achievements. In short, moral sense and physical power are out of proportion.

This imbalance may well be the basic source of the conflicts of our time, of the dislocations of this "terrible twentieth century".

All of my adult life has been spent amidst these dislocations, in an atmosphere of international conflict, of fear and insecurity. As a soldier, I survived World War I when most of my comrades did not. As a civilian during the Second War, I was exposed to danger in circumstances which removed any distinction between the man in and the man out of uniform. And I have lived since - as you have - in a period of cold war, during which we have ensured by our achievements in the science and technology of destruction that a third act in this tragedy of war will result in the peace of extinction.

I have, therefore, had compelling reason, and some opportunity, to think about peace, to ponder over our failures since 1914 to establish it, and to shudder at the possible consequences if we continue to fail.

I remember particularly one poignant illustration of the futility and tragedy of war. It was concerned, not with the blood and sacrifice of battles from 1914-1918, but with civilian destruction in London in 1941 during its ordeal by bombing.

It was a quiet Sunday morning after a shattering night of fire and death. I was walking past the smoking ruins of houses that had been bombed and burned during the night. The day before they had been a neat row of humble, red brick, workmen's dwellings. They were now rubble except for the front wall of one building, which may have been some kind of community club, and on which there was a plaque that read "Sacred to the memory of the men of Alice Street who died for peace during the Great War, 1914-1918". The children and grandchildren of those men of Alice Street had now in their turn been sacrificed in the Greater War, 1939-1945. For peace? There are times when it does not seem so.

True there has been more talk of peace since 1945 than, I should think, at any other time in history. At least we hear more and read more about it because man's words, for good or ill, can now so easily reach the millions.

Very often the words are good and even inspiring, the embodiment of our hopes and our prayers for peace. But while we all pray for peace, we do not always, as free citizens, support the policies that make for peace or reject those which do not. We want our own kind of peace, brought about in our own way.

The choice, however, is as clear now for nations as it was once for the individual: peace or extinction. The life of states cannot, any more than the life of individuals, be conditioned by the force and the will of a unit, however powerful, but by the consensus of a group, which must one day include all states. Today the predatory state, or the predatory group of states, with power of total destruction, is no more to be tolerated than the predatory individual.

Our problem, then, so easy to state, so hard to solve, is how to bring about a creative peace and a security which will have a strong foundation. There have been thousands of volumes written by the greatest thinkers of the ages on this subject; so you will not expect too much from me in a few sketchy and limited observations. I cannot, I fear, provide you, in the words of Alfred Nobel, with "some lofty thoughts to lift us to the spheres".

My aim this evening is a more modest one. I wish to look at the problem in four of its aspects - my "four faces of peace". There is peace and prosperity or trade, peace and power, peace and policy or diplomacy, peace and people.

Peace and Prosperity

One face of peace is reflected in the prosperity of nations. This is a subject on which thought has changed greatly within the memories of most of us and is now, I submit, in process of rapid further change.

Not so long ago prominence was always given to economic factors as causes of war. That was at a time when people sought more assiduously than we now do for rational causation in human behavior. To the philosophers of the nineteenth century it seemed that there must be a motive of real self-interest, of personal gain, that led nations into conflict. To some extent there was. But in this century we have at least learned to understand more fully the complexity of motives that impel us both as individuals and as nations. We would be unwise to take any credit for that. The cynic might well remark that never has irrationality been so visible as in our times, and especially in relation to war.

We know now that in modern warfare, fought on any considerable scale, there can be no possible economic gain for any side. Win or lose, there is nothing but waste and destruction. Whatever it is that leads men to fight and suffer, to face mutilation and death, the motive is not now self-interest in any material sense.

If, however, we no longer stress so much economic factors as the direct cause of war, that does not lessen their importance in the maintenance of a creative and enduring peace. Men may not now go to war for trade, but lack of trade may help to breed the conditions in which men do go to war. The connection is not simple. Rich nations are not necessarily more peace-loving than poorer nations. You do not have to have poverty and economic instability; people do not have to be fearful about their crops or their jobs in order to create the fears and frustrations and tensions through which wars are made. But poverty and distress - especially with the awakening of the submerged millions of Asia and Africa - make the risks of war greater.

It is already difficult to realize that a mere twenty years ago poverty was taken almost for granted over most of the earth's surface. There were always, of course, a few visionaries, but before 1939 there was little practical consideration given to the possibility of raising the living standards of Asia and Africa in the way that we now regard as indispensable. Perhaps only in North America every man feels entitled to a motor car, but in Asia hundreds of millions of people do now expect to eat and be free. They no longer will accept colonialism, destitution, and distress as preordained. That may be the most significant of all the revolutionary changes in the international social fabric of our times.

Until the last great war, a general expectation of material improvement was an idea peculiar to Western man. Now war and its aftermath have made economic and social progress a political imperative in every quarter of the globe. If we ignore this, there will be no peace. There has been a widening of horizons to which in the West we have been perhaps too insensitive. Yet it is as important as the extension of our vision into outer space.

Today continuing poverty and distress are a deeper and more important cause of international tensions, of the conditions that can produce war, than previously. On the other hand, if the new and constructive forces which are at work among areas and people, stagnant and subdued only a few years ago, can be directed along the channels of cooperation and peaceful progress, it should strengthen mankind's resistance to fear, to irrational impulse, to resentment, to war.

Arnold Toynbee1 voiced this hope and this ideal when he said: "The twentieth century will be chiefly remembered by future generations not as an era of political conflicts or technical inventions, but as an age in which human society dared to think of the welfare of the whole human race as a practical objective."

I hope he was not too optimistic.

It is against this background that we should, I suggest, reassess our attitude to some ideas about which we have of late been too indifferent. It has been fashionable to look on many of our nineteenth-century economic thinkers as shallow materialists. We have, for instance, made light of the moral fervor and high political purpose that lay behind such an idea as free trade. Yet the ideals to which Richard Cobden2 gave the most articulate expression, at least in the English-speaking world, were not ideals about commerce alone. They visualized a free and friendly society of nations, for whom free trade was at once a result and a cause of good relations. It is a bitter commentary on our twentieth-century society that the very phrase "free trade" has come to have a hopelessly old-fashioned and unrealistic ring to it.

We all recognize that in the depressed and disturbed economic conditions between the wars an upsurge of economic nationalism was inevitable. But why should so many be so ready to go on thinking in the same terms when the conditions that produced them are now different?

We are too inclined to assume that man's today is more like his yesterday than like the day before yesterday. In some respects, I submit, the economics of our day are less different from those of nineteenth-century expansionism than they are from the abnormal period of depression and restrictionism that, just because it is nearer in time; still dominates much of our economic thinking.

The scientific and technological discoveries that have made war so infinitely more terrible for us are part of the same process that has knit us all so much more closely together. Our modern phrase for this is interdependence. In essence, it is exactly what the nineteenth-century economist talked about as the advantages of international specialization and the division of labor. The main difference is that excessive economic nationalism, erecting its reactionary barriers to the international division of labor, is far more anomalous and irrational now than it was when the enlightened minds of the nineteenth century preached against it and for a time succeeded in having practiced what they preached.

The higher the common man sets his economic goals in this age of mass democracy, the more essential it is to political stability and peace that we trade as freely as possible together, that we reap those great benefits from the division of labor, of each man and each region doing what he and it can do with greatest relative efficiency, which were the economic basis of nineteenth-century thought and policy. In no country is this more clearly understood than in Norway and in no country is the impulse to peace deeper or more widespread.

In this sphere, our postwar record is better than it is fashionable to recognize. Under the General Agreement on Tariffs and Trade3 there has been real progress in reducing trade barriers and in civilizing the commercial policies of national governments. The achievement so far has its limits, of course, and there have been setbacks, but there has been more progress, and over a wider area, than any of us would have dared to predict with confidence twelve years ago.

Now the European nations are launching themselves, through the Common Market and its associated free trade area4, on an adventure in the economic unification of peoples that a few years ago would have seemed completely visionary. Is it any more visionary to foresee a further extension of this cooperative economic pattern? Is it not time to begin to think in terms of an economic interdependence that would bridge the Atlantic, that would at least break down the barrier between dollar and non-dollar countries which, next only to Iron Curtains, has hitherto most sharply divided our postwar One World?

You will say that this is far too unrealistic. I can only reply that in the past decade we have already seen even more profound revolutions in men's political and social attitudes. It would be especially tragic if the people who most cherish ideals of peace, who are most anxious for political cooperation on a wider than national scale, made the mistake of underestimating the pace of economic change in our modern world.

Just as we cannot in this day have a stable national democracy without progress in living standards and a sense that the community as a whole participates in those standards, without too great extremes of wealth and poverty, likewise we cannot have one world at peace without a general social and economic progress in the same direction. We must have rising living standards in which all nations are participating to such a degree that existing inequalities in the international division of wealth are, at least, not increased. For substantial progress on those lines we need the degree of efficiency that comes only with the freest possible movement of commerce through the world, binding people together, providing the basis of international investment and expansion, and thereby, I hope, making for peace.

Peace and Power

I now come to peace and power.

Every state has not only the right but the duty to make adequate provision for its own defense in the way it thinks best, providing it does not do so at the expense of any other state. Every state denies and rejects any suggestion that it acquires military power for any other purpose than defense. Indeed, in a period of world tension, fear, and insecurity, it is easy for any state to make such denial sound reasonable, even if the ultimate aims and policies of its leaders are other than pacific.

No state, furthermore, unless it has aggressive military designs such as those which consumed Nazi leaders in the thirties, is likely to divert to defense any more of its resources and wealth and energy than seems necessary. The economic burden of armaments is now almost overpowering, and where public opinion can bring itself effectively to bear on government, the pressure is nearly always for the greatest possible amount of butter and the fewest possible number of guns.

Nevertheless, defense by power as a first obligation on a state has to be considered in relation to things other than economics. For one thing - and this is certainly true of smaller countries - such power, unless it is combined with the defense forces of other friendly countries, is likely to be futile, both for protection and for prevention, or for deterrence, as we call it. This in its turn leads to coalitions and associations of states. These may be necessary in the world in which we live, but they do extend the area of a possible war in the hope that greater and united power will prevent any war. When they are purely defensive in character, such coalitions can make for peace by removing the temptation of easy victory. But they can never be more than a second-best substitute for the great coalition of the whole United Nations established to preserve the peace, but now too often merely the battleground of the cold war.

Furthermore, the force which you and your allies collect for your own security can, in a bad international climate, increase, or seem to increase, someone else's insecurity. A vicious chain reaction begins. In the past, the end result has always been, not peace, but the explosion of war. Arms, produced by fear out of international tension, have never maintained peace and security except for limited periods. I am not arguing against their short-run necessity. I am arguing against their long-run effectiveness. At best they give us a breathing space during which we can search for a better foundation for the kind of security which would itself bring about arms reduction.

These coalitions for collective defense are limited in area and exclusive in character. And they provoke counter-coalitions. Today, for instance, we have now reached the point where two - and only two - great agglomerations of power face each other in fear and hostility, and the world wonders what will happen.

If the United Nations were effective as a security agency - which it is not - these more limited arrangements would be unnecessary and, therefore, undesirable. But pending that day, can we not put some force behind the United Nations which - under the authorization of the Assembly - might be useful at least for dealing with some small conflicts and preventing them from becoming great ones?

Certainly the idea of an international police force effective against a big disturber of the peace seems today unrealizable to the point of absurdity. We did, however, take at least a step in the direction of putting international force behind an international decision a year ago in the Suez crisis. The birth of this force was sudden and it was surgical. The arrangements for the reception of the infant were rudimentary, and the midwives - one of the most important of whom was Norway - had no precedents or experience to guide them. Nevertheless, UNEF5, the first genuinely international police force of its kind, came into being and into action.

It was organized with great speed and efficiency even though its functions were limited and its authority unclear. And the credit for that must go first of all to the Secretary-General of the United Nations6 and his assistants.

Composed of the men of nine United Nations countries from four continents, UNEF moved with high morale and higher purpose between national military forces in conflict. Under the peaceful blue emblem of the United Nations, it brought, and has maintained, at least relative quiet on an explosive border. It has supervised and secured a cease-fire.

I do not exaggerate the significance of what has been done. There is no peace in the area. There is no unanimity at the United Nations about the functions and future of this force. It would be futile in a quarrel between, or in opposition to, big powers. But it may have prevented a brush fire becoming an all-consuming blaze at the Suez last year, and it could do so again in similar circumstances in the future.

We made at least a beginning then. If, on that foundation, we do not build something more permanent and stronger, we will once again have ignored realities, rejected opportunities, and betrayed our trust. Will we never learn?

Today, less than ever can we defend ourselves by force, for there is no effective defense against the all-destroying effect of nuclear missile weapons. Indeed, their very power has made their use intolerable, even unthinkable, because of the annihilative retaliation in kind that such use would invoke. So peace remains, as the phrase goes, balanced uneasily on terror, and the use of maximum force is frustrated by the certainty that it will be used in reply with a totally devastating effect. Peace, however, must surely be more than this trembling rejection of universal suicide.

The stark and inescapable fact is that today we cannot defend our society by war since total war is total destruction, and if war is used as an instrument of policy, eventually we will have total war. Therefore, the best defense of peace is not power, but the removal of the causes of war, and international agreements which will put peace on a stronger foundation than the terror of destruction.

Peace and Policy

The third face of peace, therefore, is policy and diplomacy. If we could, internationally, display on this front some of the imagination and initiative, determination and sacrifice, that we show in respect of defense planning and development, the outlook would be more hopeful than it is. The grim fact, however, is that we prepare for war like precocious giants and for peace like retarded pygmies.

Our policy and diplomacy - as the two sides in the cold war face each other - are becoming as rigid and defensive as the trench warfare of forty years ago, when two sides dug in, dug deeper, and lived in their ditches. Military moves that had been made previously had resulted in slaughter without gain; so, for a time, all movement was avoided. Occasionally there was almost a semblance of peace.

It is essential that we avoid this kind of dangerous stalemate in international policy today. The main responsibility for this purpose rests with the two great world powers, the United States and the U.S.S.R. No progress will be made if one side merely shouts "coexistence" - a sterile and negative concept - and "parleys at the summit", while the other replies "no appeasement", "no negotiation without proof of good faith".

What is needed is a new and vigorous determination to use every technique of discussion and negotiation that may be available, or, more important, that can be made available, for the solution of the tangled, frightening problems that divide today, in fear and hostility, the two power-blocks and thereby endanger peace. We must keep on trying to solve problems, one by one, stage by stage, if not on the basis of confidence and cooperation, at least on that of mutual toleration and self-interest.

What I plead for is no spectacular meeting of a Big Two or a Big Three or a Big Four at the summit , where the footing is precarious and the winds blow hard, but for frank, serious, and complete exchanges of views - especially between Moscow and Washington - through diplomatic and political channels.

Essential to the success of any such exchanges is the recognition by the West that there are certain issues such as the unification of Germany and the stabilization of the Middle East which are not likely to be settled in any satisfactory way without the participation of the U.S.S.R. Where that country has a legitimate security interest in an area or in a problem, that must be taken into account.

It is also essential that the Soviet Union, in its turn, recognize the right of people to choose their own form of government without interference from outside forces or subversive domestic forces encouraged and assisted from outside.

A diplomatic approach of this kind involves, as I well know, baffling complexities, difficulties, and even risks. Nevertheless, the greater these are, the stronger should be the resolve and the effort, by both sides and in direct discussions, to identify and expose them as the first step in their possible removal.

Perhaps a diplomatic effort of this kind would not succeed. I have no illusions about its complexity or even its risks. Speaking as a North American, I merely state that we should be sure that the responsibility for any such failure is not ours. The first failure would be to refuse to make the attempt.

The time has come for us to make a move, not only from strength, but from wisdom and from confidence in ourselves; to concentrate on the possibilities of agreement, rather than on the disagreements and failures, the evils and wrongs, of the past.

It would be folly to expect quick, easy, or total solutions. It would be folly also to expect hostility and fears suddenly to vanish. But it is equal or even greater folly to do nothing: to sit back, answer missile with missile, insult with insult, ban with ban.

That would be the complete bankruptcy of policy and diplomacy, and it would not make for peace.

Peace and People

In this final phase of the subject, I am not thinking of people in what ultimately will be their most important relationship to peace: the fact that more than thirty millions of them are added to our crowded planet each year. Nor am I going to dwell at any length on the essential truth that peace, after all, is merely the aggregate of feelings and emotions in the hearts and minds of individual people.

Spinoza7 said that "Peace is the vigor born of the virtue of the soul." He meant, of course, creative peace, the sum of individual virtue and vigor. In the past, however, man has unhappily often expressed this peace in ways which were more vigorous than virtuous.

It has too often been too easy for rulers and governments to incite man to war. Indeed, when people have been free to express their views, they have as often condemned their governments for being too peaceful as for being too belligerent.

This may perhaps have been due to the fact that in the past men were more attracted by the excitements of conflict and the rewards of expected victory than they were frightened by the possibility of injury, pain, and death.

Furthermore, in earlier days, the drama of war was the more compelling and colorful because it seemed to have a romantic separation from the drabness of ordinary life. Many men have seemed to like war - each time - before it began.

As a Canadian psychiatrist, Dr. G.H. Stevenson, put it once : "People are so easily led into quarrelsome attitudes by some national leaders. A fight of any kind has a hypnotic influence on most men. We men like war. We like the excitement of it, its thrill and glamour, its freedom from restraint. We like its opportunities for socially approved violence. We like its economic security and its relief from the monotony of civilian toil. We like its reward for bravery, its opportunities for travel, its companionship of men in a man's world, its intoxicating novelty. And we like taking chances with death. This psychological weakness is a constant menace to peaceful behavior. We need to be protected against this weakness, and against the leaders who capitalize on this weakness."

Perhaps this has all changed now. Surely the glamour has gone out of war. The thin but heroic red line of the nineteenth century is now the production line. The warrior is the man with a test tube or the one who pushes the nuclear button. This should have a salutary effect on man's emotions. A realization of the consequences that must follow if and when he does push the button should have a salutary effect also on his reason.

People and peace have another meaning. How can there be peace without people understanding each other, and how can this be if they don't know each other? How can there be cooperative coexistence, which is the only kind that means anything, if men are cut off from each other, if they are not allowed to learn more about each other? So let's throw aside the curtains against contacts and communication.

I realize that contact can mean friction as well as friendship, that ignorance can be benevolent and isolation pacific. But I can find nothing to say for keeping one people malevolently misinformed about others. More contact and freer communication can help to correct this situation. To encourage it - or at least to permit it - is an acid test for the sincerity of protestations for better relations between peoples.

I believe myself that the Russian people - to cite one example - wish for peace. I believe also that many of them think that the Americans are threatening them with war, that they are in danger of attack. So might I, if I had as little chance to get objective and balanced information about what is going on in the United States. Similarly, our Western fears of the Soviet Union have been partly based on a lack of understanding or of information about the people of that country.

Misunderstanding of this kind arising from ignorance breeds fear, and fear remains the greatest enemy of peace.

A common fear, however, which usually means a common foe, is also, regrettably, the strongest force bringing people together, but in opposition to something or someone. Perhaps there is a hopeful possibility here in the conquest of outer space. Interplanetary activity may give us planetary peace. Once we discover Martian space ships hovering over earth's airspace, we will all come together. "How dare they threaten us like this!" we shall shout, as one, at a really United Nations!

At the moment, however, I am more conscious of the unhappy fact that people are more apt to be united for war than for peace; in fear rather than in hope. Where that unity is based on popular will, it means that war is total in far more than a military sense. The nation at war now means literally all the people at war, and it can add new difficulties to the making or even the maintenance of peace.

When everybody is directly involved in war, it is harder to make a peace which does not bear the seeds of future wars. It was easier, for instance, to make peace with France under a Napoleon who had been kept apart in the minds of his foes from the mass of Frenchmen, than with a Germany under Hitler, when every citizen was felt to be an enemy in the popular passions of the time.

May I express one final thought. There can be no enduring and creative peace if people are unfree. The instinct for personal and national freedom cannot be destroyed, and the attempt to do so by totalitarian and despotic governments will ultimately make not only for internal trouble but for international conflict. Authority under law must, I know, be respected as the foundation of society and as the protection of peace. The extension of state power, however, into every phase of man's life and thought is the abuse of authority, the destroyer of freedom, and the enemy of real peace.

In the end, the whole problem always returns to people; yes, to one person and his own individual response to the challenges that confront him.

In his response to the situations he has to meet as a person, the individual accepts the fact that his own single will cannot prevail against that of his group or his society. If he tries to make it prevail against the general will, he will be in trouble. So he compromises and agrees and tolerates. As a result, men normally live together in their own national society without war or chaos. So it must be one day in international society. If there is to be peace, there must be compromise, tolerance, agreement.

We are so far from that ideal that it is easy to give way to despair and defeatism. But there is no cause for such a course or for the opposite one that leads to rash and ill-judged action.

May I quote a very great American, Judge Learned Hand, on this point: "Most of the issues that mankind sets out to settle, it never does settle. They are not solved because... they are incapable of solution, properly speaking, being concerned with incommensurables. At any rate... the opposing parties seldom do agree upon a solution; and the dispute fades into the past unsolved, though perhaps it may be renewed as history and fought over again. It disappears because it is replaced by some compromise that, although not wholly acceptable to either side, offers a tolerable substitute for victory; and he who would find the substitute needs an endowment as rich as possible in experience, an experience which makes the heart generous and provides his mind with an understanding of the hearts of others."8

Yet even people with generous and understanding hearts, and peaceful instincts in their normal individual behavior, can become fighting and even savage national animals under the incitements of collective emotion. Why this happens is the core of our problem of peace and war.

That problem, why men fight who aren't necessarily fighting men, was posed for me in a new and dramatic way one Christmas Eve in London during World War II. The air raid sirens had given their grim and accustomed warning. Almost before the last dismal moan had ended, the antiaircraft guns began to crash. In between their bursts I could hear the deeper, more menacing sound of bombs. It wasn't much of a raid, really, but one or two of the bombs seemed to fall too close to my room. I was reading in bed and, to drown out or at least to take my mind off the bombs, I reached out and turned on the radio. I was fumbling aimlessly with the dial when the room was flooded with the beauty and peace of Christmas carol music. Glorious waves of it wiped out the sound of war and conjured up visions of happier peacetime Christmases. Then the announcer spoke in German. For it was a German station and they were Germans who were singing those carols. Nazi bombs screaming through the air with their message of war and death; German music drifting through the air with its message of peace and salvation. When we resolve the paradox of those two sounds from a single national source, we will, at last, be in a good position to understand and solve the problem of peace and war.


* This lecture was delivered by the laureate in the Auditorium of the University of Oslo. The text is taken from Les Prix Nobel en 1957.

1. Arnold J. Toynbee (1889- ), English historian, well known for his 10-volume A Study of History.

2. Richard Cobden (1804-1865), English statesman and economist, known as the "Apostle of Free Trade", who, with John Bright, was primarily responsible for the repeal of England's Corn Laws (1846); actively supported international arbitration and disarmament.

3. Drawn up by an international Conference on Trade and Employment in 1947, it included commitments on over 40,000 different tariff rates and a comprehensive commercial policy code aimed at elimination of discriminating treatment in international commerce.

4. The Common Market (officially the European Economic Community), organized in 1957 by the Benelux countries, France, Italy, and West Germany (Greece became an associate member in 1962), aims at the establishment of an area within which commodities, capital, services, and labor can move freely.

5. United Nations Emergency Force, proposed by Pearson and created by the UN in November, 1956. See Jahn's presentation speech, pp. 124-125.

6. Dag Hammarskjöld (1905-1961), recipient, posthumously, of the Nobel Peace Prize for 1961.

7. Baruch, or Benedict, Spinoza (1632-1677), Dutch philosopher.

8. Learned Hand (1872-1961), American jurist, in "A Plea for the Open Mind and Free Discussion", in The Spirit of Liberty: Papers and Addresses of Learned Hand (New York: Knopf, 1952), p. 281.

From Nobel Lectures, Peace 1951-1970, Editor Frederick W. Haberman, Elsevier Publishing Company, Amsterdam, 1972

Copyright © The Nobel Foundation 1957

The speech was later collected with other speeches by Pearson and published as a book with the same name as the acceptance speech. George Grant wrote a rather scathing review of the book, saying that it was full of platitudes, that Pearson was a good committee man but had no significant writing skills, and he wonders that the book was allowed to be published!

http://upload.wikimedia.org/wikipedia/en/9/94/GeorgeGrantReader.jpg

Finally, I should mention Pearson's suggestion for the Canadian national flag, known as the "Pearson Pennant" in which the two blue stripes were to signify the Atlantic and Pacific Oceans.

File:Canada Pearson Pennant 1964.svg

Sunday, October 11, 2009

Late Autumn Walk

The Surging Sea

Thank You, God!

Saturday, October 10, 2009

The One

Monday, September 14, 2009

Old photo I found



Burning Bush


Whoever gazes in the sky

might see dragons floating by

becoming towers, birds, or apes

every minute changing shapes.

Just for a moment, look away,

then try to find, again, your way

to what you had imagined there

and now is only wisps and air.

Its also hard to recognize

an old acquaintance behind strange eyes.

Shifting forms make all seem strange

as each part makes a different change.

Even the self is the sacrifice

to the river in which no one steps twice.

Despite the change and complexity

of transformations and variety,

a single voice is always calling out

from every face and tree and cloud;

it calls the lion and the lamb,

it calls us all and says,

I am!

Hajj Muhammad Legenhausen

21. Ramadan 1439

20. Shahrivar 1388

11. September 2009







Thursday, May 21, 2009

Scriptural Reasoning in Qom

Today we had our first scriptural reading session here in Qom at the Imam Khomeini Education and Research Institute.
This was a sort of trial session. We all benefited from it and agreed that we should try to have this take place on a regular basis starting next Fall. Our topic was prayer. The participants were:
Mr. Abaie of the Jewish faith, Wally and Evie Shellenberger, our Mennonite friends who will be returning to the US in ten days, and Seyyed Hassani and Dr. Shomali represented Shi'a Islam, and I acted as a sort of moderator, although I didn't do any moderating other than to introduce everyone and indicate starting. So, we had a very small group with unequal religious representation, but it went very well and everyone asked some good questions. Mr. Abaie started by reading Psalm 145 in Hebrew and translating it into Farsi as he went along, also throwing in some explanation between the lines. When he finished, the others asked him questions. One of the interesting points he mentioned was the way the lines in Hebrew start with each of the letters of the Hebrew alphabet, a sequence also used in Arabic and called "abjad". He also explained a bit about the Jewish prayer schedule. Then the Shellenbergers read Matt. 6: 7-15; Mark 1:35; Philippians 4: 6-7; and I Thessalonians 5:17. They read the text in English and commented after every verse or two on what they thought was interesting or important. This was followed by some questions about the original language of the text and their very brief remarks about the problems of manuscripts and the formation of the canon of the New Testament. Evie also spoke about what it means to pray constantly and about using prayer beads as a reminder. Next Dr. Shomali read from the Qur'an, 2:186; 8:24; 40:60; and 25:77, in Arabic with English and Farsi translation as he went (all participants understand both English and Farsi). Mr. Abaie pointed out the similarity between the reference to divine nearness in connection with prayer in both the readings from the Qur'an and the Psalms. Dr. Shomali pointed out that in the Qur'an we are told that God is near to all, while in the Psalm it was stated that God is near to those who call Him, and he reconciled them with the comment that there is a sense in which we are calling on God with our very being. There was a good spirit of inquiry and camaraderie throughout the session. When it ended we all thanked one another and God for the blessing. We are grateful for the encouragement of both Prof. Ochs, without whose efforts it would never have occurred to us to try something like this, and to Susan Harrison for all her advice, and Abbot Timothy Wright who also encouraged us. We agreed that in the future we would like to involve Iranian Christians and have sessions with three or four people from each of the three faith traditions. God willing, we will try to arrange regular sessions after Ramadan, and perhaps we can have a rotating venue, too.

Monday, May 04, 2009

Shi'ite Spirituality



In His Name, Exalted


What follows is a paper delivered at Conrad Grebel in May, 2007, at a Mennonite-Shi`ite Symposium on Spirituality. Hopefully, it will soon be published in the conference proceedings. Until then, I am posting it here so that friends and colleagues have a place to view it. While in Waterloo, I also had the pleasure of attending an MCC relief fair, and the picture below is of a quilt auction.

Spirituality in Shi‘i Islam: An Overview

Hajj Muhammad Legenhausen

29 May 2007


Abstract

In this paper, key elements of Shi‘ite spirituality are outlined and contrasted with Christian spirituality. The spiritual (ma‘navi), in Islam, is that which pertains to inner meaning, as opposed to the outward literal form; and spirituality (ma‘naviyyat) is the quality of being inwardly meaningful, or the quality of possessing a purport to which concern is directed. The Christian becomes spiritual as the soul is sanctified through the gifts of grace brought by the Holy Spirit. The Muslim becomes spiritual as the mirror of the soul is polished to reflect the image of God that was hidden beneath the dust that covered it. In Christianity, the soul becomes sanctified as the Spirit enters into it; while in Islam the soul becomes sanctified as it is led to enter the spiritual realm. In Shi‘ite spirituality, the Imams as divine guides are especially prominent. Shi‘ite spirituality is expressed in religious activities, in the arts, in the humanities, and in Sufism.

Keywords

spirituality, Imam, Sufism, mysticism, guide, spirit, exterior/interior, wayfaring.


By grace of the Holy Spirit, if aided,

Others too, would do what the Messiah did.

Hafez

1. Spirit and Meaning

None of the major important ideas of Christianity and modern Western culture map very neatly onto those of Islam, and the notion of spirituality is no exception. This makes an introduction to Islamic spirituality a bit misleading if not prefaced by a discussion of what the term could mean given the fact that the concept has its home in a cultural milieu alien to the Muslim world.

Even among Christians, the concept of spirituality is difficult to pin down, for it has evolved rather rapidly from the second half of the twentieth century until present. From its earliest usages, however, we find that the “spiritual” was contrasted with the “worldly”. In the Middle Ages, the term “spirituality” was sometimes used for the Church hierarchy, in contrast to secular authorities. By the twelfth century, things of this world were considered to be corporeal, and a contrasting attention to religious values would make one spiritual. So, in Aquinas we find that spirituality (Latin, spiritualitas) has both a metaphysical and a moral sense that are never clearly distinguished. In the metaphysical sense, the spiritual is what is incorporeal, spiritual as opposed to material. In the moral sense, one may adopt worldly or spiritual values. Furthermore there is a theological sense of being spiritual that derives from the Pauline Epistles, e.g. Rom 8:9: “But ye are not in the flesh, but in the Spirit, if so be that the Spirit of God dwell in you.” (Also see 1 Cor. 2:10f. and 12:13).

In the later Middle Ages the use of the term spirituality declined, but was revived in seventeenth century France where it was sometimes used pejoratively for those considered to have fanatically heretical beliefs. Voltaire is reported to have used the term mockingly, and it continued to be associated with Quietism in Spain, France, and Italy, and Enthusiasm in England. However, in the nineteenth century the term “spiritual theology” became established as the study of Christian life and prayer.

Over the past fifty-years or so, discussions of “spiritual theology” have given way to more inclusive discussions of “spirituality”, which is understood in a more ecumenical manner than “spiritual theology” and has even come to be used in interfaith discussions (such as ours). It is associated with religious experience (but in a much broader sense than that of “mysticism”), with depth of character, personal piety, and morality. A recent tendency among Christian theologians concerned with spirituality is to expand the notion to include all areas of human experience to the extent that they are connected with religious values, rather than focusing on prayer and the inner life. Nevertheless, there is a tendency to view spirituality as contrasting with the institutional and doctrinal aspects of religion, and to give prominence to personal religious feelings and experiences. Philip Sheldrake sums up his own review of Christian spirituality and its history with the comment:

Christian spirituality derives its specific characteristics from a fundamental belief that human beings are capable of entering into relationship with a God who is transcendent yet dwelling in all created reality. Further, this relationship is lived out within a community of believers that is brought into being by commitment to Christ and is sustained by the active presence of the Spirit of God. Put in specific terms, Christian spirituality exists in a framework that is Trinitarian, pneumatological, and ecclesial.[1]

Needless to say, if we can identify anything as Islamic spirituality, it will be neither, Trinitarian, pneumatological, nor ecclesial. Nevertheless, these features of Christian spirituality may assist us in our efforts to recognize Islamic spirituality.

The term in Arabic and Persian that is best translated into English as “spiritual” is ma‘navi (معنوى), and “spirituality” is best translated into Persian as ma‘naviyyat (معنويـت). These are derived from the word for meaning, ma‘na, (معنى) which in turn is derived from the root ‘ana (عنى), which means a concern. So, a meaning (ma‘na) is literally a locus of concern, that to which concern is directed, a purport; the spiritual (ma‘navi) is that which pertains to inner meaning, as opposed to the outward literal form; and spirituality (ma‘naviyyat) is the quality of being inwardly meaningful, or the quality of possessing a purport to which concern is directed.

The spiritual (ma‘navi) is opposed to the literal (lafzi), and like “spiritual” in English, it can be used to mean that something is immaterial or incorporeal. (Also, the term ma‘nawiyyat (معنويـات) is used in Arabic in one sense for immaterial entities and in another sense to indicate what in English would be called “team spirit”.) The most well known use of ma‘navi in the sense of indicating spirituality is in the title that has come to be given to the great compendium of poetry by Mawlavi Jalal al-Din Rumi (d. 1273), the Mathnavi Ma‘navi, or Spiritual Couplets.[2]

If you are thirsting for the spiritual (ma‘navi) ocean (or ocean of meaning)

Make a breach in the island of the Mathnavi.

Make such a breach that with every breath

You will see the Mathnavi as spiritual (ma‘navi) only.

The etymological differences between the English “spirituality” and the Persian ma‘naviyyat may be understood as symbolic of a fundamental difference between Christian and Islamic spirituality. Christians understand spirituality as the work of the Holy Spirit, while Muslims understand spirituality as direction to ever deeper layers of meaning. For the Christian, spirituality is to be found through the inward life because of the indwelling of the Holy Spirit; while for Muslims spirituality will be found within because the soul is a sign that indicates God. Christian spirituality is the result of inspiration—the spirit comes into one; Muslim spirituality is the result of another kind of movement, not an external spirit coming in, but the self’s delving within as it is guided to meaning. To change the direction of the metaphor, we could say that Islamic spirituality is a kind of explication or exegesis—the bringing out of inner or hidden meaning, not exclusively in the sense of interpretation of scripture, but in the broader and more literal sense of being guided to a meaning. However, it is not so much that a meaning is brought out, as that one becomes conversant with a more interior world of meaning. Christian spirituality is the characteristic of a life that expresses the work of the spirit within, so that it is not the believer’s own will, but God’s that is done. Muslim spirituality is the characteristic of the spiritual journey of Islam from the outward to the inward—a hermeneutic trail of openings to insights and unveilings. In both cases a divine guide is required, but the nature of this divine guidance is understood somewhat differently. Christian spirituality is found in the manifestation of signs and in the affective, indications of right guidance due to the effects of the spirit within; while Muslim spirituality is found in the understanding of signs, which is cognitive, although having both conceptual and presentational or experiential aspects. Right guidance for the Muslim is evidenced in certainty and understanding, and by adherence to the path indicated by the guide. The Christian becomes spiritual as the soul is sanctified through the gifts of grace brought by the Holy Spirit. The Muslim becomes spiritual as the mirror of the soul is polished to reflect the image of God that was hidden beneath the dust that covered it. In Christianity, the soul becomes sanctified as the Spirit enters into it; while in Islam the soul becomes sanctified as it is led to enter the spiritual realm.

I have exaggerated these differences between Christian and Islamic spirituality in order to make their distinctive characters clearer. In doing so, one may get the false impression that Christian and Islamic spiritualities are mutually exclusive. However, it is not too difficult to find the images typical of Islamic spirituality expressed by Christian writers or expressions of spiritual life by Muslims that seem typically Christian, or mixtures of both. In fact, the differences are more a matter of emphasis than distinction. There are cognitive and affective aspects to both Christian and Islamic spirituality; and interpretation as well as inspiration have a place in the spiritualities of both religious traditions, and yet the differences in accentuation are significant.

Let’s return to Sheldrake’s characterization of Christian spirituality in order to find Islamic counterparts to it. Muslims also have a fundamental belief that human beings are capable of entering into a relationship with a God who is transcendent and yet immanent. For Sheldrake, the immanence of God is found in the doctrine of the Trinity: God approaches man by becoming incarnate in Christ. For Muslims, however, the doctrine of the strict unity of God, tawhid, is no obstacle to an appreciation of the immanence of God expressed in such verses of the Qur’an as: (wherever you turn, there is the face of Allah) (2:115) and (We are closer to them than their jugular vein) (50:16). However, to find God in all things requires guidance, and so Muslims live out their relation to God in a community of seekers under the guidance of those sent by God for this purpose, preeminently the Prophet Muhammad (s). For the Shi‘a, the community is sustained in its relation to God through the continuing guidance of the divinely appointed Imams.

2 Spirit and Guide

Both Christianity and Islam are covenantal religions. In all three of the Abrahamic religions, human beings set out on the spiritual journey by entering into a covenant with God and at the invitation of God. Entering into the covenant is a kind of initiation by which God brings the person or people initiated onto the path toward Him. It is a path of return to the origin. Although the covenant takes different forms during the ages of the different prophets, acceptance of the covenant by man was prior to the earthly sojourn of humanity: (When your Lord took from the Children of Adam from their loins, their descendents and made them bear witness over themselves, [He asked them,] ‘Am I not your Lord?’ They said, ‘Yes indeed! We bear witness!’) (7:172). The divine guide is one who can lead us back to the unseen realm from which we came, on a path whose goal is the divine encounter (liqa Allah).

The initiatic aspect of the religious life becomes especially prominent in Shi‘i Islam. Initiation takes place on various levels, and may be considered as a kind of vocation or divine appointment. Initiation normally marks the beginning of a spiritual training or wayfaring, but in the case of the prophets and Imams, the training takes place prior to the formal beginning of their mission.

At the highest level, there is the calling and appointment of the Prophet Muhammad (s). Even the Prophet is guided by God along a spiritual path. In the collections of sermons, letters and saying attributed to Imam ‘Ali, Nahj al-Balagha, it is reported that in one of his sermons ‘Ali said:

From the time of his (s) weaning, Allah had appointed a greater angel from His angels to guide him (yasluku) along the path (tariq) of nobility (al-makarim) and excellence of moral character (akhlaq), throughout his nights and days. And I would follow him like a young camel following in the footprints of its mother.[3]

In this report the training of the Prophet Muhammad is linked with that of Imam ‘Ali. Following this passage is reference to knowledge of hidden significance:

And I heard the moan of Satan when the revelation came down upon him (s), and I said, “O Apostle of Allah! What is this moan?” Then he answered, “That is Satan who despairs of being worshipped. Verily, you hear what I hear and you see what I see, except that you are not a prophet but you are a deputy and you are on [the path of] goodness.[4]

Here we find that the Prophet is privileged in having concourse with what is not perceived by ordinary people. He is guided by an angel and he hears the moan of Satan. Imam ‘Ali shares the privilege with the Prophet, but as one who follows the Prophet. He hears the moan of Satan, but the Prophet tells him its inner meaning.

Sometimes the guiding angel is identified with the Holy Spirit (ruh al-qudus). In his Shi‘ite Creed, Shaykh Saduq (d. 991) writes:

And our belief concerning the prophets (anbiya), the messengers (rusul) and the Imams is that there were five spirits within them: the Holy Spirit, the spirit of faith, the spirit of strength, the spirit of appetite, and of motion.[5]

Shaykh Saduq continues that the true believers have the latter four, but the Holy Spirit is only found in the prophets and Imams. He continues:

For verily it is a creation greater than Gabriel and Michael. It always accompanies the Messenger of Allah and the angels and the Imams, and it belongs to the angelic domain (malakut).[6]

The Shi‘ite Imams are each appointed by God, and this appointment is announced by the Prophet and then by each Imam in succession. The prophets and Imams are all able to guide others because of the guidance they have been given through which they acquire moral excellence and knowledge of the unseen (ghayb). Ordinary people only see the exterior of things or their surfaces (zahir), while the divine guides lead people to knowledge of the interior or inward aspects of things (batin). The spiritual path is one that takes the adept from the world of exterior things to an interior world, a world of hidden meanings, and traveling this path builds character.

The term Shi‘i literally means partisan or adherent, and is understood as indicating the adherents of Imam ‘Ali, the Commander of the Faithful; and by implication the Shi‘a are followers of the Imams, each of whom is designated by his predecessor according to divine direction. Sectarian differences among the Shi‘a occur over disputes about the identities of those appointed. The vast majority of Shi‘a are known as Twelvers (ithna‘ashari). There are also two main branches of Isma‘ili Shi‘ism, found mostly in India and Pakistan; and there is the Zaydi Shi‘ism of Yemen. Our discussion of expressions of Shi‘ite spirituality will be confined to that of Twelver Shi‘ism.

To describe the Shi‘a in this way, however, is only to give a verbal account based on outward allegiances. There are many narrations about what it means to be a true Shi‘ite. Imam Baqir (‘a) is reported to have said:

The Shi‘a of ‘Ali are those who are giving because of their friendship for us, who are loving because of their affection for us, those who, when angry, do not oppress, and who, when satisfied, do not waste. They are a blessing to their neighbors, and peace (or safety) to those with whom they associate.[7]

In another narration, Imam Baqir (‘a) is reported to have said:

Would it suffice for someone to be a Shi‘a that he loves us, the Household of the Prophet? By Allah! No one is of our Shi‘a unless he fears God and obeys Him, and they will not be known (as Shi‘a) except by their modesty and humility, keeping their trusts, profuse remembrance of God, fasting and prayer, kindness to parents, helping their neighbors, especially the poor, destitute, the indebted, and orphans, by the truth of their reports, recitation of the Qur’an, holding their tongues about people except for what is good, and they are the most trusted tribesmen of their tribes.[8]

It is also narrated that the Prophet Muhammad (s) said:

Whoever loves ‘Ali, God will fix wisdom in his heart, He will make what is right flow from his tongue, and He will open for him the gates of mercy. And Whoever loves ‘Ali, in heaven and on earth will be called the captive of God.[9]

The difference between Sunni and Shi‘i Islam is often portrayed as a disagreement over the political leadership of the Muslim community after the Prophet; and it is alleged that the Shi‘a believe in something like royal succession through an inherited right to rulership. However, the issue of communal leadership is only the manner in which a more fundamental difference came to the surface. The more fundamental difference is the religious authority the Shi‘a attribute to the Imams on the basis of their selection, esoteric knowledge, and precedence in virtue. So, we could say that the most fundamental characteristic of Shi‘ite spirituality is the particular way in which the Shi‘a view what in contemporary English is called spirituality, for what distinguishes the Shi‘a is precisely the belief that the spiritual life of Islam—individually and collectively—can only be sustained through the guidance of the Imams. S. H. M. Jafri concludes his study of The Origins and Development of Shi‘a Islam with this comment:

The actual disagreements between the Shi‘is and the Sunnis in certain details of theology and legal practices were not as important as the “Spirit” working behind these rather minor divergences. This “Spirit”, arising from the differences in the fundamental approach and interpretation of Islam… issued forth in the Shi‘i concept of leadership of the community after the Prophet. It is this concept of divinely-ordained leadership which distinguishes Shi‘i from Sunni within Islam….[10]

The fundamental difference of which Jafri speaks, and that is the basis for the Shi‘i ideas about religious leadership (Imamat), is the belief that divine guidance is given to the community through the person of the Prophet as well as the revelation of the Qur’an, and continues after the Prophet by virtue of the divine selection and esoteric knowledge transmitted to the Imams. In a famous hadith it is reported that the Prophet (s) said: “I am leaving you with two weighty things (thaqalayn). If you take hold of them, you will not stray after me: the Book of Allah and my kindred, my household (ahl al-bayt).”[11] This is sometimes explained, in part, in terms of the esoteric knowledge of the proper interpretation of the Qur’an transmitted through the Imams. In the Qur’an it is written:

(It is He who has sent down to you the Book. Parts of it are definitive verses [literally signs (ayat)], which are the mother of the Book, while others are metaphorical. As for those in whose hearts is deviance, they pursue what is metaphorical in it, courting temptation and courting its interpretation (ta’wil). But no one knows its interpretation except Allah and those firmly grounded in knowledge (al-rasikhuna fi al-‘ilm); they say, ‘We believe in it; all of it is from our Lord.’) (3:7)

The Shi‘a interpret the phrase “those firmly grounded in knowledge” as referring to the prophets and Imams.[12] After naming the twelve Imams, Shaykh Saduq writes:

Our belief regarding them is that they are in authority (ulu al-amr). It is to them that Allah has ordained obedience, they are the witnesses for the people and they are the gates of Allah and the road to Him and the guides thereto, and the repositories of His knowledge and the interpreters of His revelations and the pillars of His unity.[13]

The idea of the Imam as one who can lead others to a correct understanding of the Qur’an is only but one instance of the general function of the Imam as divine guide, but it is a pivotal one.[14] The knowledge possessed by the Imams and by which they guide is an esoteric knowledge, not only in the sense that it involves going beyond the surface literal meaning to a deeper meaning, but in the sense that this knowledge cannot be completely communicated to anyone but the next Imam, and the guidance of the Imams must be calibrated so as to impart only as much knowledge as the follower has the capacity to receive.

In many ways the spirituality of Shi‘i Islam is like the spirituality of Sufi Islam among Sunni Muslims, and for good reason. All of the Sufi Orders trace their initiatic chains to Imam ‘Ali. The Sufis accept the most fundamental claim of the Shi‘a, namely that divine guidance continued after the revelation of the Qur’an through the work of specially appointed divine guides. Furthermore, in Iranian culture, the influence of Sufi ideas has been pervasive for centuries, and there is a great complex history of the interactions between Sufis and Shi‘ites to such an extent that on many issues it is impossible to sort out the lines along which ideas have been passed along.[15] The problem of sorting is made more difficult because many prominent Shi‘i ulama—from Khwaja Nasir al-Din Tusi (d. 1273), through Mulla Sadra (d. 1640), to Imam Khomeini (d. 1989)—have drawn heavily on Sufi teachings about the understanding and practice of Islam. The difference between Shi‘i and Sufi spiritualities is largely confined to questions about the identities of these guides after Imam ‘Ali, and the function of the guide. For the Shi‘a, although the Imams do not bring any new book or religious law, their authority extends to all the areas of religion: interpretation of the Qur’an, interpretation of the law, theology, politics, and morals. The authority of the Imams is exegetical, doctrinal, legal, moral, and social, and all of these aspects of authority are based on divine appointment. God chooses those who will become guides, and sees to it that they receive training in which they acquire wisdom and perfect their morals.

For the Sufis in the Sunni world, the guidance of the divine guides after the Prophet (s) is limited: the four Sunni schools of jurisprudence are followed on issues of Islamic law rather than the Ja‘fari legal code (named after the sixth Imam), and usually no claims are made to political authority (although there have been important exceptions of politically active Sufi Orders among both Sunnis and Shi‘ites, such as that of the Safavid dynasty; and generally appeal is often made to the Sufi shaykhs to arbitrate disputes among their followers).

The Sufi and Shi‘ite Sayyid Haydar Amuli (d. ca. 786/1384) describes the spiritual path of Islam as consisting of three levels: shari‘at, tariqat, and haqiqat in his Inner Secrets of the Path,[16] where he reports a narration attributed to the Prophet (s): “The shari‘ah is my words, tariqah my actions, haqiqah my states.”[17] Shari‘at is literally the way, but it is used to refer to the exterior or legal dimension of Islam. Tariqat also means way, but it is used to indicate a spiritual discipline, the interior way, and is commonly used for the Sufi orders. Haqiqat is truth or reality, and Sayyid Haydar uses this term to indicate the goal of the exterior and interior ways. His book applies this threefold distinction to both doctrine and practice. Among the religious practices, for example, he first considers the hajj from the point of view of its outward rules as discussed by the jurists (fuqaha). Next he considers the hajj for the people of tariqat as an inner journey toward the purified heart of the wayfarer. Finally, he turns to the hajj at a cosmic level in which one seeks to attain access to the heart of the “Great Man,” also known as the “Universal Soul” and the Bayt al-Ma‘mur (the House in heaven above the Ka'bah) or the “Guarded Tablet”. In each of these three discussions the course of the performance of the rituals is reviewed but each time at a more profound level.

About a century before Haydar Amuli, Mawlavi referred to the same tripartite division in the preface to the fifth book of the Mathnavi;

This volume is the fifth of the books of the Mathnavi and the spiritual (ma‘navi) exposition which declares that the shari‘at is like a candle that shows the way. Without taking the candle in your hand, you cannot travel the way. When you come to the way, your traveling on it is the tariqat. When you reach the goal, that is the haqiqat.[18]

More recent Shi‘ite writers have also made use of this tripartite division in order to elaborate views about Islamic spirituality, particularly to assert the harmony between Islamic spirituality and Islamic law.[19] Seyyed Hossein Nasr[20] compares this division to that of islam (submission, or as our Mennonite friends say, Gelassenheit), iman (faith), and ihsan (Wm. Chittick translates this as doing the beautiful, and it could also be understood as beneficence or active kindness), and the comparison can also be found in the works of Haydar Amuli.[21] Sachiko Murata and William Chittick use the themes of islam, iman, and ihsan to organize an introduction to Islam that is at once profound, elementary, concise and wide-ranging.[22]

It also seems that Shi‘i views are the source for much that later found its way into Sufism, although there is scholarly debate about exactly how this has taken place and also about the mechanisms of mutual influence as the traditions developed. To give just one example, we might consider early Sufi exegesis of the Qur’an, since we have already seen that the Shi‘a view the Imams as interpreters of divine revelation. The sixth Shi‘i Imam, Ja‘far al-Sadiq (‘a) (d. 148/765), is reported to have referred to four levels of exegesis: an apparent level (zahir) for the common people, and three esoteric levels (batin) corresponding to the levels of the mystic, the imam, and the prophet. In practice, what is usually reported, however, are only references to the apparent and esoteric meanings generally. One of the early Sufi interpreters of the Qur’an, Sahl al-Tustari (d. 283/896) makes essentially the same distinctions, both in theory and in practice. In his study of Tustari’s exegesis, Gerhard Böwering concludes:

Although Tustari does not cite Ja‘far al-Sadiq in his Tafsir, neither by name nor anonymously, he seems to follow the principles of Qur’anic interpretation employed by Ja‘far al-Sadiq…. the Qur’anic commentaries of both Ja‘far and Tustari are characterized as mystical, Sufi interpretation of the Qur’an, independent of each other in their content, but related in their method.[23]

The ability to understand hidden meanings is not merely an aptitude for textual hermeneutics, for the Qur’an itself repeatedly enjoins its readers to think, to reason, and in other ways to ponder on the signs of God as they appear in nature, history, and all creation. Reason (‘aql) is seen as a gift of God. One can acquire knowledge, but not reason. In an important narration, Imam Musa Kazim (‘a) presents reason as a faculty for perception of divinity, insight, and a light in the heart that enables one to recognize and understand the signs of Allah.[24] The degree of reason possessed by the believer is sufficient for him to recognize that the prophets and Imams are in possession of knowledge (‘ilm), and hence to seek guidance from them.[25]

3 Spirit Overflowing

Spirituality displays itself in numerous ways in Islamic cultures. Here, we might take a glance at how a more specifically Shi‘ite spirituality is manifest in contemporary Iranian culture. What we are looking for is not just any expression of religious feeling, but how the major Shi‘ite themes of the spiritual journey and the guide through levels of meaning are expressed. Before doing so, however, another characteristic element of Shi‘i spirituality needs to be discussed: martyrdom and oppression.

All of the Shi‘ite Imams (except the last, who is in occultation) were martyred, and subject to unjust treatment by those who abused religion. They are described as shahid (martyr) and mazlum (oppressed). Two of them, Imam ‘Ali and Imam Husayn, were killed by swords, and the rest were poisoned. The sword that struck Imam ‘Ali while he prayed was also poisoned. All of them were killed by those who outwardly professed Islam.

So, the spiritual path of the Shi‘a is a dangerous one, and the danger comes from those who outwardly profess Islam while inwardly are oriented toward worldly instead of divine aims. As a result, the Imams cautioned their followers to be secretive about their true beliefs when threatened (taqiyyah). They also encouraged their followers to weep for those who had been martyred, especially Imam Husayn. As a result, Shi‘ite spirituality is characterized by esotericism, secretiveness, and mourning.

What may be called the Shi‘ite liturgical year is organized around the major Islamic holidays at the end of Ramadan and at the culmination of the hajj, the celebrations of the birthdays of the fourteen Ma‘sumin (literally, those protected from sin, the Prophet, his daughter, Fatima, and the twelve Imams (‘a), and mourning ceremonies to commemorate their martyrdoms, especially that of Husayn during the first ten days of the lunar month of Muharram, and that of ‘Ali on the 19th and 21st of Ramadan (when he was struck and died, respectively). Mourning is expressed by the wearing of black, by breast-beating (and self-flagellation during Muharram), and by the recitation of poetry and stories about the sufferings of the martyrs and their families. At some point in such gatherings the lights are turned down and people weep.

The spiritual journey is symbolized through pilgrimages (ziyarat, literally visitations) to the shrines of the Ma‘sumin and members of their families or other notable descendents.[26] There people seek the intercession of the divine guides, read devotions, and picnic and watch children run around. The shrines also serve as places where mourning ceremonies are held and holidays are publicly celebrated. The shrines are sacred spaces, but the spirit one finds at them is less one of solemnity and more one of an unburdening of need expressed through formal and informal supplications. Supplications play an important role in public and personal devotions, and may be purely inward or expressed verbally. True supplication requires attention of the heart, whether or not accompanied by spoken words. When supplication takes place with the attention of the heart, its effect on the heart is to produce a spiritual state (hal). The recitation of special supplications attributed to the Ma‘sumin is especially valued;[27] and such supplications serve as models by which to learn the proper etiquette of prayer and intimate conversation with God. Supplication encourages the supplicant to turn his attention inward, to recognize his own sinfulness, to seek refuge in God, and to ask for his own forgiveness and for the forgiveness of others. One also prays that the prayers of others will be answered.

In the visual arts, geometrical figures indicate intellectual abstraction, and the mirroring of patterns in carpets, architecture and calligraphy reflects the soul’s mirroring of divinity. Floral themes with birds symbolize the flight of the mystic toward divine beauty. A central underlying theme expressed in many variations can symbolize divine unity and its manifestations. Often a phrase of the Qur’an, a Name of God, or an appellation of one of the Ma‘sumin is hidden in brickwork, or in calligraphy, in such a way that it can only be deciphered after some study; and this, too, reflects the spiritual quest and the esoteric truth.

Allusions to the spiritual journey are also very common in Iranian film, poetry, and stories. On television one often sees a movie or serial in which something is lost or misplaced. Help is needed to find it. A guide is sought, and what is found is surprisingly much more than was imagined to have been lost. As story is told in which someone tells another story, and sometimes this goes on for several levels to give an indication of the levels of meaning that are traversed on the spiritual path. These are just a couple examples of the many ways in which spiritual themes appear in Iranian media, literature and art.

In this regard the long and rich tradition of Sufi poetry in Farsi provides an invaluable treasury of imagery, motifs, and ideas that are elaborated in constantly changing variations. Classical Persian poetry is often set to music and becomes popular entertainment. Many Iranians also memorize impressive quantities of poetry, and are easily prompted to recite at social gatherings. Although there are important Sufi poets who wrote in Arabic, the bulk of the corpus of Sufi poetry is in Persian. Although many of these poets followed a Sunni school of jurisprudence, due to the concordance of Sufi and Shi‘i spirituality, they are understood as giving voice to central spiritual themes and values for the Shi‘a, too.

The spirituality of Shi‘ite society is so pervasive that one even finds it in sports. In a traditional Iranian sports center, called a zur khaneh (literally, house of strength), exercises are performed to the recitation of poetry, and the coach also plays the role of spiritual guide. The entrance to the zur khaneh is intentionally made low so that those entering must humble themselves. Virtue is encouraged as much as strength, and the model of the champions is Imam ‘Ali, whose spiritual chivalry (futuwwat) is taken as an ideal. Even in sports that are not traditional in Iran, such as karate, one often finds that the trainer acts as a guide to moral character as well as technique, and sessions are begun or ended with salutations of the Prophet and his family: O Allah, peace be with Muhammad and with the folk of Muhammad.

Spiritual virtues are especially prized among Iranian Muslims. Humility and asceticism are especially praiseworthy, as are generosity, clemency, and prayerfulness. Conversely, arrogance, conceitedness, wastefulness, extravagance, hard heartedness and vengefulness are particularly loathed vices. One of the works dubiously attributed to Imam Ja‘far al-Sadiq (‘a) that interweaves spirituality and ethics and continues to be popular is Misbah al-Shari‘ah (The Lantern of the Path).[28] It features discussions of the spiritual merits of some of the Islamic rules of behavior interwoven with brief articles on such virtues and vices as truthfulness, humility, generosity, repentance, greed, hypocrisy, avarice, patience and wisdom.

On the relation between the spiritual path and ethics, Shahid Mutahhari wrote a very important yet concise introduction to ‘irfan in which he compares Sufism and ethics.[29] Before reviewing his comparison, however, a terminological point is in order. The term “Sufism” (tasawwuf) is often associated with the institutionalized spirituality of the various Sufi Orders; and so, many Shi‘ite authors prefer the use of the term ‘irfan (gnosis). Sometimes Sufism is used for the practical instructions for spiritual wayfaring, while ‘irfan is used for the theory; other authors use the terms interchangeably. I will use the term Sufism in the broadest way as synonymous for ‘irfan, and having both practical and theoretical branches. Using “Sufism” in a similar way, Seyyed Hossein Nasr points out, “Islamic spirituality… has revealed itself in Islamic history most of all in Sufism”;[30] nevertheless, it is important to recognize that spirituality pervades Islamic society and is by no means confined to those who self-consciously concern themselves with what is generally understood as ‘irfan or tasawwuf.

Sufism, even in its most general sense, is a particular way in which spirituality refined in Shi‘i society. As Shahid Mutahhari points out, there have always been Sufis among the Shi‘a, many of whom do not designate themselves as such or distinguish themselves in any outwardly recognizable way, e.g., by association with a particular Sufi hospice or khanaqah, or by some particular manner of dress, and yet they are deeply involved in spiritual wayfaring (sayr o suluk) and the study of Sufi texts.[31]

Practical Sufism is similar to a system of religious ethics in that both are oriented toward the agent’s relationship with God, and the obligations and virtues that ensue from this relationship. However, as Mutahhari points out, Sufism is dynamic, while ethics is static. Sufism considers the origin and destination of man, and numerous stages along the way that must be traversed in succession. The Sufi sees the human spirit as a living organism to be nurtured in accordance with a particular order of development. In ethics, on the other hand, we find descriptions of the virtues and obligations, their interrelations and consideration of how they are to be applied, but scant detailed discussion of what practical steps can be taken to acquire them. According to Mutahhari, while Sufism sees the soul as an organism to be cultivated, ethics sees it as a house to be furnished. Another difference between Sufism and ethics mentioned by Mutahhari is that Sufism pays particular attention to the heart, what is understood by the heart, and the heart’s states. A full understanding of this requires experience on the path, while the discussions of moral psychology found in ethics tend to focus on questions of conscience and moral conflict that are comparatively commonplace. Consequently, the recognition of the need for a guide is much more pronounced in Sufism than it is in ethics. Both ethics and practical Sufism, however, are concerned with human excellence.

The methods of practical Sufism are not only employed by members of Sufi orders; there are also teachers of practical Sufism both among the Shi‘ite clergy and laity, and their students are drawn from various segments of society. Most are fairly orthodox, as far as the doctrines and practices of Shi‘ite Islam are concerned, although it is not difficult to find individuals and groups that hold beliefs or condone practices that fall outside of what most Shi‘a would consider acceptable, such as the ghullat (extremists), who claim that Imam ‘Ali was divine, or those who claim that when one reaches a certain stage on the path, that obligatory prayer and fasting may be abandoned. Here we confine our discussion to what is common among the forms of practical Sufism that do not conflict in theory or practice with Shi‘ism as taught in the seminaries.

Practical Sufism requires one to pay attention to the heart. The heart is understood as the locus of spiritual understanding, in accord with the verse of the Qur’an: (Know that Allah intervenes between a man and his heart) (8:24). There is also a narration, according to which Imam Sajjad (‘a) said: “There are four eyes for a servant: two eyes with which to see his other worldly affairs, and two eyes with which to see his worldly affairs. So, when Allah, the Mighty and Magnificent, wills good for a servant, He opens the two eyes in his heart, and then he sees faults by them.”[32] According to this and many other verses and narrations, the heart is the receptacle for divine grace. God grants his grace to the human heart through guidance by which the heart finds its way, understands its wrong turns, and “sees” the right direction. In order for the heart to function properly, however, one must cleanse it, or polish it, or chop away the debris that covers it, and this is accomplished by wielding the double-edged sword of dhikr (remembrance) and fikr (contemplation). In Shi‘i spirituality, it is not uncommon for military imagery to be taken to symbolize various facets of the inner journey: so, the sword of Imam ‘Ali, Dhu al-Faqar, is taken to indicate remembrance of God and contemplation of Him in the heart, and the struggle against the base elements of the soul is called the greatest jihad.[33]

Another feature of practical Shi‘ite spirituality is intizar, which means waiting or expectation, and is associated with the belief that the Mahdi, the twelfth Shi‘ite Imam, is alive but in occultation. The Shi‘a are encouraged to await the appearance of the hidden Imam, and in the practical Sufism of the Shi‘a, this means not only to expect the outward appearance of the hidden Imam, but also to prepare oneself by seeking the grace to be a worthy companion of the Imam, with consciousness that he may be hidden in the appearance of the least among us.

As the seeker awaits the companionship of the Imam, he should also develop companionship with others who are involved in the spiritual journey, and should attune his interests to the personalities of those more advanced on the path, especially the Prophet and his folk (s), who are known as the fourteen impeccable ones (ma‘sumin).

Observing the customs of one’s society, proper etiquette and morals is seen at one level as a prerequisite for following the spiritual path under the guidance of the divinely appointed guide. One conforms one’s behavior to the principles of morality and Islamic law because without doing so, there can be no progress on the spiritual path. However, as one travels the path, further motivation is found for worship and love of God and respect and kindness to His creatures. As the heart becomes illuminated through the guidance of those appointed by God for this purpose, virtues appear as outward signs of steady travel on the path. In order for this to happen, the wayfarer (salik) must be continually engaged in the examination of conscience and in taking care that base motives do not get the upper hand.

As an aid in wayfaring, it is highly recommended to visit cemeteries and to ponder death. The intended effect of this is to instill the idea of the transience of worldly goods and strengthen the wayfarer’s remembrance of God.

There are many other sorts of instructions for spiritual wayfaring, for example, regarding humility and a disdain for ostentation, repentance, how to keep proper attention during worship, recitation of the Qur’an, maintaining ritual purity, and other acts that go beyond the requirements of religious law. Many of these instructions are contained in manuals for spiritual wayfaring, such as the frequently reprinted Zad al-Salik (Provisions of the Wayfarer) by Muhsin Fayd Kashani (d. 1680).[34] A more recent example is that of Ayatullah Ibrahim Amini’s Self-Building: An Islamic guide for Spiritual Migration towards God.[35]

There is some disagreement about instructions for spiritual wayfaring, both with regard to who gives the instructions and what instructions are to be given. Some believe that instructions for wayfaring can only be taken directly from the Prophet or an Imam, and that when none is available for consultation (as in the current age of ghaybat al-kubra (major occultation)), we must confine ourselves to what can be found in the books of narrations attributed to them. Traveling on the spiritual path requires the performance of works that are recommended but are not religiously obligatory, such as reading supplications and fasting on particular days. These sorts of instructions are most popularly found in the book Mafatih al-Jinan. However, instructions found in other manuals (such as those of Kashani and Amini, mentioned above) combine instructions for supererogatory works with attention to moral considerations and the spiritual states appropriate to these works at a particular stage of the spiritual path, somewhat along the lines of the division of shari‘at, tariqat, and haqiqat (although not necessarily making this threefold distinction explicit). Others hold that particular instructions personally suited for the individual should be given by an ustad (teacher). There is also some difference of opinion about the sorts of instructions that it would be suitable for an ustad to give. For example, some hold that the ustad should restrict instructions to those that can be found in narrations, while others hold that he could issue other instructions, e.g., to abstain from meat for some period, or to remain in a certain city for some time. According to Sayyid Husayni Tehrani, the salik should have two ustads, a general one who is not specially appointed, but has more experience and is able to help the salik through the first stages of spiritual wayfaring, and a special ustad, who is the Twelfth Imam, with whom the salik is to develop a lifelong relation by traveling “within the planes of the Imam’s luminosity.”[36]

Although there are differences of opinion about the identities of those from whom it is appropriate to seek instructions for wayfaring, and about the extent of the instructions it is appropriate for a spiritual advisor to give, the agreement about the general contours of the spiritual path is much more extensive than the area of disagreement. Instructions can be found in manuals of the sort mentioned, but also in more specific works about particular types of worship, such as fasting[37] and prayer,[38] and in commentaries on parts of the Qur’an[39] or on narrations attributed to or describing the lives of the Ma‘sumin.[40]

If practical Sufism is comparable to ethics, theoretical Sufism is comparable to metaphysics, for the subject of both is existence. Theoretical Sufism today as studied in Iran is dominated by the school of the Shaykh al-Akbar (the greatest master) Ibn ‘Arabi (d. 1240). Theoretical Sufism (‘irfan nazari) is also like metaphysics in that it is an academic field of study in which degrees are granted at universities and research is conducted at the many research centers in Iran. Texts in this field are also studied in the Islamic seminaries, from Ibn ‘Arabi’s Bezels of Wisdom[41] to Ayatullah Javadi Amuli’s commentary on a treatise by Ibn Turkah (d. 1432).[42]

Sufi theory is complex, and a common error is to label it as pantheism.[43] Suffice it to say that according to Sufi theory, God is existence, but existence is to be understood neither as the collection of all existing things nor as a universal whose instances are individual existents. Instead, the relation between individual things and God is understood as a relationship between sign and signified. All creatures signify God and have no existence of their own.

Sufi theory is criticized by Muslim philosophers and theologians. This is not the place to go into the charges and replies. However, Shi‘ite spirituality, in the broad sense that has been elaborated here, is pursued on various sides to debates about Sufi theory. There are Shi‘a philosophers, jurists and theologians with a very intense spiritual life who find Sufi theory implausible, based on their own study.[44]

No matter how much the jurists, theologians, and philosophers may disagree with the proponents of Sufi theory, all of them have in common the spirituality of religious study. The study of religious texts—preeminently the Qur’an, then hadiths, but also texts in jurisprudence, its principles, philosophy and theology, and the great commentary literature—is itself an enterprise taken up with devotion. The study of the “Islamic sciences,” especially as traditionally undertaken, is also a facet of Islamic spirituality. To dedicate oneself to the study of the Islamic sciences is not only to strive to attain mastery of a scholarly discipline, but is to live a kind of life informed and transformed by one’s studies. Study is carried out as a form of complying with the divine imperatives found in the Qur’an and the narrations of the Ma‘sumin. To teach the Islamic sciences is not just a form of employment; rather, ideally, it is a way of living in which one has daily proceedings with the sacred.

The fruits of the spiritual life of Shi‘ite Islam should be evident in all the pursuits of the believer. We fall far short, but pray that God may grant us His spiritual gifts to share with our Mennonite friends.



[1] Philip Sheldrake, “Spirituality and Theology,” in Companion Encyclopedia of Theology, ed. Peter Byrne and Leslie Houlden (London: Routledge, 1995), 514-535, 521. Much of the historical information given above about the term “spirituality” is drawn from this article.

[2] In the text of Rumi’s Mathnavi the term ma‘navi occurs twenty-five times, in several of which he refers to his couplets (mathnavi) as being ma‘navi, e.g., in the prefaces to the fifth and sixth books. and in the following two couplets, VI:67-68.

[3] Nahj al-Balagha, ed., Subhi al-Salih, (Qom: Dar al-Hijrah, 1412/1991), 300.

[4] Nahj al-Balagha, 301.

[5] Asaf A. A. Fyzee, A Shi’ite Creed (Tehran: WOFIS, 1982), 48. A similar narration is reported in Al-Kafi to which reference is made in Fayd Kashani’s Kalimat-e Maknuneh (Ch. 30): “Among the references to this is that which has been narrated in al-Kafi from the Commander of the Faithful (‘a): ‘The prophets and the foremost [al-sabiqin, i.e., the Imams, in accordance with the Shi‘i interpretation of (56:10)] have five spirits: the Holy Spirit, the spirit of faith, the spirit of strength, the spirit of desire and the spirit of motion.’ He said that it is by the Holy Spirit that the prophets are commissioned and by it that they know the things, and by the spirit of faith they worship Allah and do not associate anything as a partner to Him; and by the spirit of strength they struggled against their enemies and they earned their livings; and by the spirit of desire they are inclined toward delicious food and they marry those who are permitted (halal) of the young women; and by the spirit of motion they creep and walk.” Then he said, ‘The believers who are the companion of the right hand possess the first four, and the infidels and companions of the left hand have the last three of them, such as the animals,’ or words to this effect.” Muhsin Fayd Kashani, Kalimat Maknuneh, (Tehran: 1981).

[6] Asaf A. A. Fyzee, A Shi’ite Creed (Tehran: WOFIS, 1982), 48.

[7] Hassan ibn Fazl ibn Hassan Tabarsi, Mishkat al-Anwar (Qom: Ansariyan, 2002), narration 296. My translation.

[8] Shaykh Saduq, Sifat al-Shi‘ah, in Al-Mawaaizh, Sifat al-Shi‘ah & Fadhaail al-Shi‘ah (Qom: Ansariyan, 2001), narration 22. My translation.

[9] Shaykh Saduq, Fadhaail al-Shi‘ah in Al-Mawaaizh, Sifat al-Shi‘ah & Fadhaail al-Shi‘ah (Qom: Ansariyan, 2001), narration 1. My translation.

[10] S. H. M. Jafri, The Origins and Development of Shi‘a Islam (Qom: Ansariyan, 1409/1989), 312.

[11] Tafsír al-Æàfí, Vol. 1, 473, after the verse (5:67).

[12] For the dispute about the interpretation of this verse, see Mahmoud M. Ayoub, The Qur’an and Its Interpreters, Vol. II, The House of Imran (Albany: SUNY, 1992), 39-46.

[13] A Shi’ite Creed, 85.

[14] According to Martin J. McDermott, the difference between the Shi‘ite view of imamate (as detailed in the works of Shaykh Mufid (d. 1022) and the Mu‘tazilite view is that the Shi‘a view the Imam as educator and guide for mankind. For the Mu‘tazilie ‘Abd al-Jabbar, the Imam is merely one who holds authority in administrative, military and judicial affairs. It is the authority to guide and teach that is the key to an understanding of the rest of Shi‘ite theological claims about Imamate, such as the doctrine that the Imams are protected from sin and error, and that all people need to have a living Imam. See Martin J. McDermott, The Theology of Al-Shaikh al-Mufid (Beirut: Dar el-Machreq, 1986), 105.

[15] See Carl W. Ernst, The Shambhala Guide to Sufism (Boston & London: Shambhala, 1997), 138.

[16] Sayyid Haydar Amuli, Inner Secrets of the Path, Asadullah ad-Dhaakir Yate, tr. (Dorset: Element Books, 1989).

[17] Scholars of hadiths generally consider this one to be apocryphal.

[18] Mathnavi, Bk. V, preface, my translation.

[19] See Martyr Murtada Mutahhari, An Introduction to ‘Irfan, tr. ‘Ali Quli Qara’i, Al-Tawhid, 4:1 (1407/198?): http://al-islam.org/al-tawhid/default.asp?url=irfan.htm.

[20] Seyyed Hossein Nasr, “The Interior Life in Islam,” Al-Serat, Vol. III, Nos. 2 and 3, URL= http://www.al-islam.org/al-serat/interior-nasr.htm.

[21] Sayyid Haydar Amuli, Jami‘ al-Asrar wa Manbi‘ al-Anwar (Tehran: Intisharat ‘Ilmi wa Farhangi, 1989), 343ff., 586ff. In this work, Haydar Amuli makes the distinction between islam, iman, and iqan (certainty); but he identifies ihsan with the highest stage of iman (faith), in accordance with the famous narration: “Ihsan is to worship Allah as if you see Him; and if you do not see Him, then verily, He sees you.” (597).

[22] Sachiko Murata and William C. Chittick, The Vision of Islam (New York: Paragon House, 1994).

[23] Gerhard Böwering, The Mystical Vision of Existence in Classical Islam: The Qur’anic Hermeneutics of Sahl At-Tustari (d. 283/896) (Berlin: Walter de Gruyter, 1980), 141-142.

[24] See Mohammad Ali Amir-Moezzi, The Divine Guide in Early Shi‘ism (Albany: SUNY Press, 1994), 9. The narration is reported as the twelfth narration of the first part of Kulayni’s Usul al-Kafi.

[25] See Andrew J. Newman, The Formative Period of Twelver Shi‘ism (Richmond: Curzon, 2000), 94-112. Newman argues that Kulayni’s position was actually taken in opposition to the rationalism of the Baghdadi Shi‘i scholars.

[26] There are also books of religious instruction on how to make a visit to a shrine that discuss this activity with regard to what is and is not proper to do according to shari‘at, also discuss the virtues associated with such visits, and give a few hints at the deeper significance of visiting the shrines in the lives of believers today. See, for example, Decorum for Visiting the Shrine of Imam Rida (‘a), prepared by the Islamic Research Foundation of Astan Quds Radavi (Mashhad: Astan Quds, 2002).

[27] Such as those in the collection attributed to the fourth Imam (‘a), Al-Sahifah al-Sajjadiyyah, translated by William C. Chittick as The Psalms of Islam (London: Muhammadi Trust, 1987).

[28] The work is in Arabic, and has been published with a Persian commentary and translation by Hasan Mustafavi as Misbah ash-Shari‘ah wa Miftah al-Haqiqah (Tehran: Iranian Academy of Philosophy, 1981), another Persian translation is by Zayn al-‘Abedin Kazemi Khalkhali, Misbah al-Shari‘ah (Tehran: Hijr, 1982). There is also an English translation: The Lantern of the Path, Muna Bilgrami, tr. (Dorset: Element, 1989), available on the internet at: http://al-islam.org/lantern-of-the-path/.

[29] Martyr Murtada Mutahhari, An Introduction to ‘Irfan, tr. ‘Ali Quli Qara’i, Al-Tawhid, 4:1 (1407/198?). See: http://al-islam.org/al-tawhid/default.asp?url=irfan.htm.

[30] See the introduction by Seyyed Hossein Nasr to Islamic Spirituality: Manifestations (New York: Crossroad, 1997), xv.

[31] For more on the mutual influences of Shi‘ism and Sufism see Seyyed Hossein Nasr, “Shi‘ism and Sufism: their Relationship in Essence and in History,” in his Sufi Essays (Albany: SUNY, 1991), 104-120; for a Sufi pronouncement of the inner identity of Islam with Shi‘ism and of Shi‘ism with Sufism, see Majdhub ‘Alishah, “Shi‘ism, Sufism and Gnosticism,” in The Sufi Path, ed., Shahram Pazouki (Tehran: Haqiqat, 2002), 23-45.

[32] Shaykh Saduq, Al-Tawhid, Bab 60, narration 4.

[33] See Imam Ruhollah Khomeini, The Greatest Jihad: Combat with the Self,

URL = http://www.al-islam.org/al-tawhid/jihadeakbar/.

[34] A translation of this work can by found in the Journal of Shi‘ite Islamic Studies, Vol. 1, No. 1, 2006, 68-80.

[35] Available on line at: http://najaf.org/english/book/16/

[36] Sayyid Muhammad Husayn Husayni Tihrani, Kernel of the Kernel (Albany: SUNY, 2003), 109.

[37] See, for example, Mirza Javad Agha Maliki Tabrizi, Spiritual Journey of the Mystics (Suluk-i Arifan): Etiquette of the Holy Month of Ramadhan, on line at:

http://al-islam.org/suluk/

[38] For example, Imam Ruhollah Khomeini, Adab al-Salat: The Disciplines of the Prayer (Tehran: The Institute for the Compilation and Publication of Imam Khomeini’s Works, 2002).

[39] For an example of a modern Shi‘ite Sufi work of this genre, see Fadhlalla Haeri, Beams of Illumination from the Divine Revelation (Blanco: Zahra, 1985).

[40] See Muhammad Legenhausen, “A Mystic’s Insights on the Words of the Shi‘i Imams: A Selection of Narrations from the First Chapter of Al-Tawhid of Shaykh Saduq and Commentary by Qadi Sa‘id Qummi (d. 1696).”

[41] Ibn al-‘Arabi, The Bezels of Wisdom, tr., R. W. J. Austin (Lahore: Suhail, 1988).

[42] Javadi Amuli, Tahrir Tamhid al-Qawa‘id (Qom: Zahra, 1993).

[43] The best introduction in English is the pair of volumes by William Chittick, The Sufi Path of Knowledge (Albany: SUNY, 1989), and The Self-Disclosure of God (Albany: SUNY, 1998).

[44] As an example of the sort of criticism of Sufi theory raised from the perspective of Islamic philosophy, see Ayatullah Misbah Yazdi, Philosophical Instructions (Binghamton: Global Publications, 1999), 247f.


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